Associate/Manager, Compliance
Position Description CLSA Korea is looking for permanent staff in Compliance Department Key Areas of Responsibilities Conduct monitoring on various unfair trading, AML related issues, etc Review and/or prepare regulatory reports to FSS, KRX, KOFIA & KOFIU and other management reports Support the compliance head in handling regulatory and internal investigations/audits & department tasks Compile responses to/from regulatory queries/investigations Develop, update & enforce...
- AML
- Excel